Vp2, Consumer Protection and Sales Conduct

2 weeks ago


Kuala Lumpur, Malaysia United Overseas Bank (Malaysia) Bhd Full time

**About UOB**:
United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and offices.

Our history spans more than 80 years. Over this time, we have been guided by our values — Honorable, Enterprising, United and Committed. This means we always strive to do what is right, build for the future, work as one team and pursue long-term success. It is how we work, consistently, be it towards the company, our colleagues or our customers.

**About the Department**:
The **Compliance** function is a strategic partner and a trusted business enabler to the Board and senior management. It is our responsibility to ensure that the Group continuously fulfils its regulatory obligations in today’s tight and dynamic regulatory landscape. To do that, we work closely with internal stakeholders to identify and to assess regulatory risks. This collaboration also includes developing practical solutions that integrate regulations into operational requirements as well as actively shaping and promoting stronger compliance culture and literacy in the Bank.

**Responsibilities**:

- '- Consumer Protection & Sales Conduct - reviewing bank's communications/materials to retail customer
- Advisory - providing advices on requirements relevant to retail segment and assessing the adequacy of controls put in place by business segment
- Regulatory Liaison - disseminating guidelines/regulations relevant to retail segment and reviewing any such correspondence to the regulators
- Perform regulatory risk assessment
- Review regulatory breach incident
- Prepare materials and conduct trainings to enhance compliance culture
- Good to have Capital Market - on wealth, Open to Security Comissions

**Job Requirements**:

- '- Degree in any disciplines
- Good interpersonal and analytical skills
- Work well independently and with a team
- Able to multi-task and agile
- Working experience in banking/Compliance division would be an advantage

**Be a part of UOB Family**:


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