Compliance Executive
8 months ago
Ensuring the fundraising and investment processes are complied with equity crowdfunding guidelines and Anti-money Laundering regulation - Publishing materials review to avoid legal risk - Execute Anti-money laundering and Know Your Client procedure on investors during onboarding process - Ensure all the company activity is complied with ECF regulation - Fullfil SC reporting requirement - Investor and issuers enquiries handling Requirements: - Bachelor's degree in Management, Finance, Business Admin or similar. - Proven desire to expand knowledge and understanding of the equity crowdfunding industry. - Compliance job experiences in financial industry is preferred - Excellent verbal and written communication skills. - Excellent time management skills. - Fresh Graduates are welcome.
The company is principally engaged in operation of equity crowdfunding platform and creative projects and event management.
Bachelor's or Equivalent
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