Regulatory Compliance and Financial Services Lead

Key ResponsibilitiesStay abreast of applicable laws, regulations, and guidelines issued by regulatory authorities.Detect and prevent market abuse through trade surveillance systems.Maintain accurate and up-to-date compliance documentation.Provide compliance training and awareness programs to employees.RequirementsBachelor's Degree or above in...

What We're Looking ForBachelor's Degree or above in Legal/Compliance, Accounting, or a related field.At least 1 year of experience in the financial industry.Good understanding of business compliance, trade surveillance, and regulatory requirements.BenefitsCompetitive salary and benefits package.Fun-loving work environment.Business casual attire every day.

Company OverviewLink Compliance is a leading provider of financial services solutions. Our client is a financial institution operating in over 75 countries, processing billions of transactions annually.

We are seeking a Senior Accountant for Financial and Regulatory Compliance to join our finance team at OCBC. In this role, you will lead the team in preparing financial and regulatory reports to various stakeholders, ensuring compliance with IFRS and MFRS standards.To develop and implement processes to ensure compliance with accounting standards and...

Compliance OfficerResponsibilitiesRegulatory Compliance: Stay abreast of all applicable laws, regulations, and guidelines issued by relevant regulatory authorities and ensure the company's activities align with these requirements.Trade Surveillance: Detect and prevent market abuse, insider trading, and other fraudulent activities in compliance with...

About the RoleWe are seeking a seasoned Compliance professional to join our team as a Compliance Manager for the APAC region. In this critical role, you will be responsible for leading the development and implementation of effective compliance programs, managing relationships with regulatory bodies, and ensuring timely and accurate responses to regulatory...

About the RoleWe are seeking an experienced Compliance Manager to join our team at Alphabit Fintech Ltd. The successful candidate will be responsible for ensuring full compliance with LFSA regulations, including licensing requirements, AML/CFT obligations, and risk management frameworks.The ideal candidate will have a proven track record of developing and...

Cashku WP is a registered financial planning company in Malaysia, committed to delivering exceptional financial services and products to its clients. As a Compliance Executive, you will play a crucial role in ensuring that our organization remains compliant with regulatory requirements.Responsibilities:Licensing and Regulatory Compliance: Ensure that all...

Assistant Manager / Manager, Regulatory/Financial ReportingWe require a highly skilled Regulatory Compliance Expert to join our team at OCBC in Kuala Lumpur, Malaysia.The successful candidate will have excellent knowledge of regulatory requirements and be able to ensure compliance with accounting standards, policies and guidelines.Responsibilities:Prepare...

We are searching for an accomplished Senior Executive, Financial Reporting to lead our finance team at Allianz Popular SL. As a Senior Executive, Financial Reporting, you will oversee the preparation and review of financial statements and reports to ensure accuracy and compliance with regulatory requirements.Key ResponsibilitiesDirect and manage the finance...

About the RoleFNZ is looking for a highly skilled Regulatory Compliance Specialist to join its growing Damansara office. In this critical role, you will provide expert guidance and support to operational teams to ensure adherence to regulatory requirements and industry standards.Key responsibilities include:Ensuring compliance with regulatory frameworks and...

Bangkok Bank is Thailand's leading commercial bank and a prominent player in Southeast Asia's financial landscape.Role OverviewThis is a full-time Advisory Compliance Officer position responsible for interpreting AML/CFT requirements, including sanctions-related matters. Responsibilities include staying up-to-date with regulatory changes issued by regulators...

Job DescriptionA Compliance Officer position is available at Moomoo Financial Inc.The ideal candidate will have a Bachelor's Degree or above in Legal/Compliance, Accounting, or a related field, and at least 1 year of experience in the financial industry.We are seeking an individual with a strong understanding of business compliance, trade surveillance, and...

At KLDX, we're looking for a highly skilled Compliance and Risk Manager to support our Head of Risk & Compliance. You will be responsible for shaping our compliance landscape, mitigating risks, and upholding both Malaysian regulations and international standards.About UsWe're a leading provider of financial technology innovation, transforming fundraising and...

Job Details:Berjaya Sompo Insurance Berhad is seeking a Financial Services Compliance Officer to assist in ensuring that the company remains in compliance with all relevant regulatory requirements. In this role, you will be responsible for reviewing regulatory guidelines, conducting compliance risk assessments, and ensuring that the company continuously...

Key ResponsibilitiesAs Lead, Financial Services Quality Assurance, you will be responsible for overseeing the quality assurance activities of our Business Monitoring and Review function. Your key responsibilities will include:Supervising quality assurance activities in areas such as anti-bribery and corruption, data protection, and financial...

Job Summary:Jobstreet Malaysia is seeking an experienced legal professional to join our team as General Counsel. The successful candidate will be responsible for providing strategic legal counsel to senior management and developing effective legal strategies to mitigate risks and drive business success.About the Role:Provide legal advisory services to senior...

We are looking for an experienced Compliance Officer - Financial Services to join our team and play a key role in ensuring that our financial services operations comply with regulatory requirements and industry best practices.The successful candidate will be responsible for maintaining the compliance programme, including Anti-Bribery and Anti-Corruption,...

Compliance Governance LeadWe are seeking a seasoned Compliance Governance Lead to join our team at Hong Leong Group. The successful candidate will be responsible for ensuring that our compliance program is robust, effective, and aligned with regulatory requirements.Key Responsibilities:Develop and implement comprehensive compliance governance frameworks to...

We are seeking a skilled Senior Associate Director – Financial & Regulatory Reporting (Fund Accounting) to join our team at MUFG Investor Services. As a key member of our operations team, you will play a critical role in delivering high-quality financial reporting and regulatory compliance services to our clients.Responsibilities:Liaise with stakeholders...