Compliance Operations Manager

BID Operations Kuala Lumpur City, Federal Territory of Kuala Lumpur, Malaysia3 days ago Be among the first 25 applicantsThe role requires a high level of attention to detail and problem-solving skills. The individual will be expected to provide efficient and proactive support to ensure smooth operations, maintain communication with internal teams, and handle...

At Axi, we are seeking a skilled Compliance Operations Manager to oversee our compliance operations and ensure regulatory adherence.Job DescriptionThe Compliance Operations Manager will be responsible for managing the day-to-day operations of our Malaysia compliance team, reviewing SVG complaint responses to ensure regulatory compliance, and leading...

About the OpportunityJAC Recruitment is seeking an experienced Operations and Compliance Manager to join our team. In this role, you will be responsible for overseeing the operational and compliance aspects of our organization, ensuring that all tasks are completed efficiently and effectively.Key ResponsibilitiesLead the operational and compliance functions...

BID Operations is seeking a highly organized and detail-oriented individual to fill the role of Sales Operations Associate.Responsibilities:The Sales Operations Associate will be responsible for managing sales-related documents, organizing leads data, and providing support to sales teams. This includes implementing checklists and standard operating...

BID Operations is seeking a highly organized and detail-oriented Sales Operations Associate to join our team.Key Responsibilities:Documentation Management:Manage and organize sales-related documents, ensuring they are easily accessible and stored correctly.Implement checklists and standard operating procedures to maintain operational efficiency.Regularly...

Axi is a leading global provider of margin and deliverable Foreign Exchange, Contracts for Difference (CFDs), and Financial Spread betting. Our business has evolved into a world-class, multifaceted brokerage with offices in six regions.We seek a Compliance Manager to oversee compliance operations, ensuring regulatory adherence, and supporting global...

Funding Societies | Modalku is the largest SME digital financing platform in Southeast Asia, expanding into a leading SME neobank. We are licensed and registered in Singapore, Indonesia, Thailand, Malaysia, and operating in Vietnam, and backed by Sequoia India, Softbank Vision Fund and SMBC bank amongst many others. Funding Societies | Modalku provides...

Job SummaryWe are seeking an experienced Compliance and Operational Risk Manager to join our team. The successful candidate will be responsible for implementing regulatory and internal policies, identifying process flows and controls, and facilitating discussions with stakeholders on gap analysis.

Company Overview:At Bank of America, we prioritize Responsible Growth, striving to make financial lives better through connections. We're guided by a shared purpose and work towards being a great place to work for our teammates worldwide. Our company values diversity, inclusivity, and offers competitive benefits to support physical, emotional, and financial...

About the RoleWe are seeking a Compliance Operations Specialist to join our team in Malaysia. This role will focus on ensuring the accuracy and reliability of investment data, working closely with the Head of Fiduciary Services to manage operations and deliver high-quality services.Key ResponsibilitiesMaintain knowledge of the Group's business strategy and...

HR Manager | Talent Acquisition | Information Technology & Services | FintechRegulatory Compliance & Risk Management● Oversee and ensure full compliance with LFSA regulations, including licensing requirements, AML/CFT obligations, and risk management frameworks.● Develop and implement compliance policies, procedures, and controls aligned with regulatory...

Company OverviewLink Compliance is a leading HR Consulting firm providing Global HR services with a shared service centre in KL. Our mission is to deliver high-quality HR solutions to our clients, and we are committed to building long-term relationships with them.Job DescriptionWe are looking for a talented Talent Acquisition and Management Professional to...

Job OverviewWe are seeking a seasoned professional to join our team as a Senior Compliance Manager. This role involves managing and conducting compliance and operational risk management matters, including compliance risk assessment, risk control self-assessment, and self-audit assessment.About UsHong Leong Bank is a leading financial institution in Malaysia...

Compliance and Operations Professional needed at Commerz Global Service Solutions to ensure compliance with regulatory requirements and internal policies. As a key member of our operations team, you will play a crucial role in maintaining the accuracy and integrity of our financial records.The ideal candidate will possess a strong understanding of regulatory...

We are seeking a seasoned Compliance Operations Director to join our team at Hong Leong Bank.In this role, you will oversee the development and maintenance of the customer risk profiling methodology, ensuring it remains relevant in assessing AML/CFT risks of customers. You will also conduct risk assessments to identify AML/CFT risks for the bank, including...

Job DescriptionThe Quality Assurance Manager will report to the Head of Process & Governance under the Group Technology Division. This role is responsible for conducting independent assessments in identified IT process areas and recommending solutions to achieve higher compliance levels, improve operational gaps, and create an effective environment that...

At Hong Leong Bank, we seek to strike a balance between diversity, inclusion, and merit to achieve our mission of infusing diversity in thinking and skillsets into our organization. Candidates are assessed based on merit and potential.This role requires a highly skilled Operational Risk and Compliance Lead who can build a close working relationship with key...

Compliance Manager (Compliance Transformation and Outsourcing Governance)Work with each regulated entities' compliance officers to standardize and harmonize the regulated entities' outsourcing policies & procedures, develop and maintain an overarching outsourcing framework to manage the risks associated with its outsourced activities, including due diligence...

Senior Insurance OperationsWe are seeking a results-driven Senior Insurance Operations professional to join our team. The ideal candidate will have experience in customer service operations for insurance products and be well-versed with the Malaysia insurance industry products and regulations.Key ResponsibilitiesDevelop and implement customer service process...

Hong Leong Bank is a leading financial services institution that provides comprehensive and innovative financial solutions across the region.We are seeking a highly skilled Business Operations Compliance Specialist to join our team. This role will be responsible for implementing and maintaining effective compliance and operational risk frameworks, ensuring...