Assistant Manager, Compliance

Job DescriptionKey Duties and Responsibilities :-Regulatory ComplianceTo develop, establish and/or maintain an effective and broad-based compliance assurance program designed to establish compliance standards and to monitor, detect and prevent compliance deficiencies including recommending corrective actions when necessary to fully meet compliance...

Job Responsibilities:Assist the Compliance Manager in planning and monitoring the department's annual work plan.Assist in maintaining and reviewing of compliance-related policies, processes and procedures to ensure alignment with applicable laws, regulations and guidelines issued by regulatory authorities.Assist in preparing and reviewing compliance reports...

**Job Purpose** Oversee the department’s operation processes compliance and risk management. **Responsibilities** - Implement and drive effective compliance and operation risk control framework within the department in line with Policies and Guidelines from Bank Negara Malaysia, Head Offices and the Bank. - Coordinate, compile, review and obtain...

**ROLE DESCRIPTION AND PURPOSE** The person would support the compliance function within BNPP AM Malaysia businesses to ensure adherence to local regulatory requirements and global BNPP AM compliance standards. The compliance department will ensure that financial security rules, protection of clients’ interest, professional ethics, prevention of market...

Job ResponsibilitiesAssist the Head of Compliance ("HOC") to provide continuous training to Compliance staff and business units on compliance related matters;Assist the HOC to prepare compliance reports for both internal and external reporting;Assist the HOC to manage effective management of the Company's compliance risk and the Company's Compliance Policy...

We're looking for a motivated compliance professional with:Strong exposure to BNM requirements and familiarity with financial services regulatory frameworks.The ability to work independently with minimal supervision, taking ownership of tasks to completion.Experience in the general insurance industry , with a solid understanding of operations and...

**Location**:Bukit Bintang, Kuala Lumpur **Company background**: Global investment bank that engages in brokerage services, private wealth management, investment banking, investment management and financial research **Responsibilities**: - Perform compliance reviews and compliance risk assessments, identify any weaknesses and, where necessary, recommend...

Regulatory Compliance - To develop, establish and/or maintain an effective and broad-based compliance assurance program designed to establish compliance standards and to monitor, detect and prevent compliance deficiencies including recommending corrective actions when necessary to fully meet compliance requirements. - To conduct gap analysis and monitor the...

Posting Description: **We are hiring Compliance Assistant!** **Aon is in the business of better decisions** At Aon, we shape decisions for the better to protect and enrich the lives of people around the world. As an organization, we are united through trust as one inclusive, diverse team, and we are passionate about helping our colleagues and clients...

We are looking for an experienced Cluster Revenue Manager to join a leading international hospitality groups regional revenue management team, based in Shanghai, China. In this role, you will manage 23 hotel properties across the Asia Pacific region, focusing on revenue optimization, pricing strategy, and business performance analysis. You'll work closely...