Compliance Assistant

Posting Description: **We are hiring Compliance Assistant!** **Aon is in the business of better decisions** At Aon, we shape decisions for the better to protect and enrich the lives of people around the world. As an organization, we are united through trust as one inclusive, diverse team, and we are passionate about helping our colleagues and clients...

Assistant Compliance Officer Location: Kuala Lumpur Employment Type: Full-TimeTAJ MUHABATH SDN. BHD., a licensed Money Services Business (MSB) regulated by Bank Negara Malaysia (BNM), is seeking a motivated and detail-oriented Assistant Compliance Officer to support the Company's compliance and AML/CFT operations.This role is ideal for individuals looking to...

**Responsibilities**: - To support the Compliance Manager in preparing documentations relating to compliance and the reporting pack for the Compliance Committee and the Executives. - To support the Compliance Manager in the identification and mitigation of regulatory risks including identification and implication of emerging regulatory issues. - Develop,...

Job DescriptionKey Duties and Responsibilities :-Regulatory ComplianceTo develop, establish and/or maintain an effective and broad-based compliance assurance program designed to establish compliance standards and to monitor, detect and prevent compliance deficiencies including recommending corrective actions when necessary to fully meet compliance...

Working closely with the CEO to assist in legal and compliance related matters. You will gain regional exposure in this role as the business is growing aggressively. - **Fresh graduates who are keen to explore in Legal and Compliance are welcome to apply!**_ Responsibilities and Duties - Assist in organizing and maintaining a database of legal documents and...

Job Responsibilities:Assist the Compliance Manager in planning and monitoring the department's annual work plan.Assist in maintaining and reviewing of compliance-related policies, processes and procedures to ensure alignment with applicable laws, regulations and guidelines issued by regulatory authorities.Assist in preparing and reviewing compliance reports...

**ROLE DESCRIPTION AND PURPOSE** The person would support the compliance function within BNPP AM Malaysia businesses to ensure adherence to local regulatory requirements and global BNPP AM compliance standards. The compliance department will ensure that financial security rules, protection of clients’ interest, professional ethics, prevention of market...

**Job Purpose** Oversee the department’s operation processes compliance and risk management. **Responsibilities** - Implement and drive effective compliance and operation risk control framework within the department in line with Policies and Guidelines from Bank Negara Malaysia, Head Offices and the Bank. - Coordinate, compile, review and obtain...

**Role Overview**: Supporting the Company’s efforts to maintain robust compliance with applicable laws, regulations and guidelines by monitoring regulatory developments, evaluating their impact on business operations and providing timely, practical advice to internal stakeholders on compliance obligations and effective implementation. ** Key...

**Location**:Bukit Bintang, Kuala Lumpur **Company background**: Global investment bank that engages in brokerage services, private wealth management, investment banking, investment management and financial research **Responsibilities**: - Perform compliance reviews and compliance risk assessments, identify any weaknesses and, where necessary, recommend...