Asset Management Compliance Officer

Job ResponsibilitiesAssist the Head of Compliance ("HOC") to provide continuous training to Compliance staff and business units on compliance related matters;Assist the HOC to prepare compliance reports for both internal and external reporting;Assist the HOC to manage effective management of the Company's compliance risk and the Company's Compliance Policy...

Responsibilities:Providing advice and counsel to the company on a wide range of legal, company secretarial, regulatory and compliance mattersNegotiating, drafting and reviewing agreements, managing legal documents, assisting in corporate secretarial functions and managing/working with external counsels.Establishing and managing the company's compliance...

As Compliance Manager, the scope of work and responsibilities will cover the compliance and regulatory needs of our fund management operations in Kuala Lumpur, Singapore, Sydney and Hong Kong.You will be responsible for establishing and managing the compliance needs of Capital Dynamics. This will include :Establishing and implementing Compliance Programs,...

**Executive, Compliance & Legal** **Responsibilities** - Ensure the company is in compliance with local and foreign regulatory requirements. - Prepare, review agreement, contract and other related documents pertaining to fund management business. - Provide advisory on legal and compliance matters to support day-to-day business operations in order to ensure...

**Job Overview**: We are seeking an experienced Compliance Officer to oversee regulatory compliance and maintain effective controls that align with standards in digital finance. This position is essential for managing risk, ensuring regulatory adherence, and promoting a compliant culture within Blocktrade. **Responsibilities**: - **Regulatory Compliance**:...

**ROLE DESCRIPTION AND PURPOSE** The person would support the compliance function within BNPP AM Malaysia businesses to ensure adherence to local regulatory requirements and global BNPP AM compliance standards. The compliance department will ensure that financial security rules, protection of clients’ interest, professional ethics, prevention of market...

Company Descriptione23is aMalaysian technology venture builderfocused on developingblockchain and digital asset infrastructurethat bridges traditional finance and decentralized finance (DeFi). The company operates across several innovation pillars — includingstablecoins, real-world asset (RWA) tokenization, CEX/DEXes and digital payment solutions.e23's...

At Principal, we invest in what matters. And building talented teams is where it all begins. We're drawn to people who bring unique perspectives, passion, and expertise to help us advance the financial security and well-being of our customers, transform our growing business, and drive positive change in the communities where we live and work.When we invest...

**Job description** **About Us** An exciting opportunity for a highly motivated individual to come onboard our licensed, boutique fund management firm. **Job Scope**: - Investment knowledge, research and expertise - Strong analytical skills on **equity **markets, industry trends, stocks and quantification of the corresponding impact on the market...

Key Responsibilities: Asset Count & ReconciliationLead scheduled and ad hoc asset counts across operational and remote sitesReconcile physical inventory with CMMS and ERP records, resolving variances with documented logicMaintain master asset registers with validated counts, classification codes, and lifecycle status Asset Tag GovernanceDefine and enforce...