Manager, Compliance

5 days ago

Kuala Lumpur, Malaysia Hong Leong Bank Full time

If you are looking to excel and make a difference, take a closer look at us

Overview

The incumbent to report to the Head, Compliance (Financial Crime Compliance Control, Advisory & Assurance) in establishing the Anti-Money Laundering/Counter Financing of Terrorism (AML/CFT) and Sanction framework for the Group through effective implementation.

Key Responsibilities
- Provide advisory to Business Units for AML, CFT and TFS related queries.
- Support Business Units in implementing AML, CFT and TFS Policy and ensure compliance based on the Policy as well as local laws and regulation.
- Subject Matter expert within the FCC Advisory team for queries and conduct training in relating to Sanctions and Trade Based Money Laundering
- Ensure sanctions risk/ breach incident/ issue/ internal event identified are properly managed which including timely reporting and escalation, root cause identification, remediation action etc.
- Maintain oversight of all potential breaches (including Sanctions) and ensuring appropriate escalation to the Head of FCC, and relevant stakeholder in accordance to AML CFT and TFS Management Policy, as required.

Job Requirements
- Education_
- Diploma, Advanced Diploma, Bachelor's Degree holder in any equivalent.
- Experience_
- Minimum of 5 years and above experience in Risk Compliance and Trade Sanctions/ Trade Based Money Laundering.
- Experience in the financial services industry, specifically within a payments and trade environment is preferred.
- About Hong Leong Bank_
- We are a leading financial institution in Malaysia backed by a century of entrepreneurial heritage. Providing comprehensive financial services guided by a Digital-at-the-Core ethos has earned us industry recognition and accolades for our innovative approach in making banking simpler and more effortless for our customers. Our digital and physical offerings span across a vast nationwide network in Malaysia, strengthened with an expanding regional presence in Singapore, Hong Kong, Vietnam, Cambodia, and China._
- We seek to strike a balance between diversity, inclusion and merit to achieve our _
- mission of infusing diversity in thinking and skillsets into our organisation._
- are assessed based on merit and potential, in line with our mission to attract and recruit the best talent available. _
- Expanding on our “Digital at the Core” ethos, we are progressively digitising the employee journey and experience to provide a strong foundation for our people to drive life-long learning, achieve their career aspirations and grow talent from within our organisation._

  • Senior Executive, Compliance

    1 hour ago

    Kuala Lumpur, Kuala Lumpur, Malaysia AmanahRaya Kenedix REIT Manager Full time

    Brief summary of position's purpose or role – the primary objective of the roleThis role supports the Manager of Compliance Unit and the Head of Risk, Compliance & Legal Department in ensuring that AmanahRaya-Kenedix REIT Manager complies with all applicable laws, regulations, guidelines, and internal governance frameworks. Key responsibilities include...

  • Cluster Revenue Manager APAC

    2 weeks ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Link Compliance Full time

    We are looking for an experienced Cluster Revenue Manager to join a leading international hospitality groups regional revenue management team, based in Shanghai, China. In this role, you will manage 23 hotel properties across the Asia Pacific region, focusing on revenue optimization, pricing strategy, and business performance analysis. You'll work closely...

  • Compliance Manager

    2 weeks ago

    Kuala Lumpur, Malaysia Amundi Malaysia Sdn Bhd Full time

    An exciting Compliance Manager job has just become available at a reputable asset management firm Kuala Lumpur. You will be responsible for ensuring compliance with rules, codes and professional standards while overseeing client's interests. **About the Compliance Manager** **Role**: You will be tasked to ensure compliance with requirements stipulated in...

  • Manager of Compliance

    4 days ago

    Kuala Lumpur, Malaysia Atlantic Partners Asia Full time

    **Job Summary**: Responsible for developing and executing strategies to ensure adherence to regulatory requirements. Conducting regular risk assessments and collaborating across teams to integrate compliance considerations into business processes, managing regulatory relationships, and leading investigations into compliance issues. This role report to Senior...

  • Manager - Compliance

    2 weeks ago

    Kuala Lumpur, Malaysia Hong Leong Bank Full time

    If you are looking to excel and make a difference, take a closer look at us Location: Phnom Penh, Cambodia Responsivities: - Work closely with Regulators and update new Prakas to Head of compliance and departments - Work with Head of Compliance to identifying, assessing, controlling, measuring, monitoring/testing and reporting compliance risks; - Conduct...

  • Compliance Manager

    1 week ago

    Kuala Lumpur, Malaysia Ingenious Job Full time

    Category: - Manager - Industry: - Banking & Financial Services - Location: - Kuala Lumpur - W.P Kuala Lumpur - Education: - Bachelor Degree - Country: - Malaysia - Salary Range: - 12000-15000 - Experience(Min): - 5-6years - Job Type: - Full Time Permanent- Requirement: - Possess professional qualification or Degree in Finance, Economics or other...

  • Compliance Manager

    2 weeks ago

    Kuala Lumpur, Kuala Lumpur, Malaysia PLANEX TECHNOLOGY SDN. BHD. Full time

    Responsibilities:• Developing and implementing compliance policies: The Compliance Manager is responsible for creating and maintaining a comprehensive set of policies and procedures that govern trading activities within the company. These policies should cover areas such as insider trading, market manipulation, conflicts of interest, and anti-money...

  • Manager, Compliance

    2 days ago

    Kuala Lumpur, Malaysia Prudential plc Full time

    Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...

  • Manager, Compliance

    5 days ago

    Kuala Lumpur, Malaysia Prudential Full time

    Prudential's purpose is to help people get the most out of life. We will deliver our purpose by creating a culture in which diversity is celebrated and inclusion assured, for our colleagues, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and in exchange, we support our people's career...

  • Manager, Compliance

    3 hours ago

    Kuala Lumpur, Malaysia Prudential Financial, Inc Full time

    Prudential's purpose is to help people get the most out of life. We will deliver our purpose by creating a culture in which diversity is celebrated and inclusion assured, for our colleagues, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and in exchange, we support our people's career...