Compliance Manager

1 day ago

Petaling Jaya, Selangor, Malaysia MCIS LIFE Full time 80,000 - 96,000 per year

MAIN RESPONSIBILITIES

  1. To act as the team leader for Market Conduct team.

  2. To act as the business and agency contact person relating to market conduct matters.

  3. Assist Head, Regulatory Compliance and Market Conduct:

  4. Provide compliance assistance and advisory support to business units.

  5. Assist business and agency units to identify compliance risks and perform risk assessment on those risks.
  6. Conduct compliance review to determine the level of compliance against applicable regulatory & LIAM requirements
  7. To monitor business and agency practices to ensure they are in line with principles of Fair Treatment of Financial Consumers
  8. Work together with the RC team to perform gap analysis on new/ revised regulatory requirements in relation to market conduct (e.g. BNM's policy document) to ascertain impact to the Company's policies, procedures and business practices and monitor that any necessary mitigation action plan is carried out.
  9. Conduct Market Conduct monitoring activities such as review on sales materials, LIAM registration & Training requirements, ROP and Agency Fraud.
  10. Monitor Complaints Handling Process and ad-hoc investigation on complaints to ensure cases relating to agent misconduct, mis-selling or breach in regulations are addressed.
  11. BSC Reporting and Liaison Person for BSC related queries from BNM and LIAM.
  12. Oversee/perform control testing to ensure existing compliance controls are effective and adequate.
  13. Compile and coordinate all statutory submission for regulatory authorities, including compilation of documents for supervisory assessment.
  14. Coordinate responses to regulators, including LIAM Circulars.
  15. Conduct training/briefing to relevant staff on any regulatory matters as well as conduct compliance awareness programmes.
  16. Prepare compliance reports or updates, e.g. reporting to Management Compliance Committee, Board.
  17. Manage, lead and supervise the staff in a way that will promote efficiency, creative thinking and teamwork while balancing business concerns and regulatory requirements.

  • Legal & Compliance Manager

    2 weeks ago

    Petaling Jaya, Selangor, Malaysia MXM International Sdn Bhd Full time 120,000 - 240,000 per year

    Key ResponsibilitiesLegal Advisory & SupportDraft, review, and negotiate contracts, agreements, NDAs, MOUs, and other legal documents to safeguard the company's interests.Advise management and business units on corporate, legal rights, obligations, and potential liabilities.Provide legal opinions on corporate, commercial, employment, healthcare, and...

  • Manager, Governance, Compliance

    1 day ago

    Petaling Jaya, Selangor, Malaysia Agensi Pekerjaan Linktrix Consultants Sdn Bhd Full time 2,400,000 - 4,800,000 per year

    Position Title: Manager, Governance, Compliance & Tender Secretariat (2 Years Contract)Our client is a Malaysian based GLC Company, specializes in fully integrated sustainable palm oil company specializing in end-to-end agricultural operations, currently looking for a Manager, Governance, Compliance & Tender Secretariat to be involved in leading and...

  • Assistant Manager, Project Compliance

    1 day ago

    Petaling Jaya, Selangor, Malaysia Hong Leong Assurance Berhad Full time $60,000 - $90,000 per year

    Key Duties and Responsibilities:Providing support in the Project Compliance function to promote a compliance-first culture within the organization and to improve various compliance processes within the organization.Notable scope of work in providing assistance and support to the Head of Project Compliance include the following areas:Preparing timely and...

  • Trade Compliance Regional Manager

    2 weeks ago

    Petaling Jaya, Selangor, Malaysia Mars Full time 40,000 - 120,000 per year

    Job Description:This incumbent will be responsible for the following key areas: Expert knowledge of, & ability to apply laws and regulations related to trade compliance business activity in the designated region, including valuation, classification, ruling requests, interpretation and application of customs law, both import and export, and other trade and...

  • Legal & Compliance Assistant Manager

    1 day ago

    Petaling Jaya, Selangor, Malaysia Career Horizons Sdn Bhd Full time 120,000 - 180,000 per year

    Position OverviewThe Assistant Manager, Legal & Compliance will support the Legal & Compliance Division in managing end-to-end legal, regulatory, and governance matters across A.D. Multi Family Office's multi-jurisdictional operations. This role ensures legal soundness, strong compliance practices, and effective risk management for both internal operations...

  • Manager, Financial Crime Compliance

    1 day ago

    Petaling Jaya, Selangor, Malaysia Hong Leong Assurance Berhad Full time 90,000 - 120,000 per year

    Conduct Reviews:Perform ECDD reviews for High Risk Customer and Internal Suspicious Transaction Reports.Evaluate transactions recorded in the Weekly AML/CFT Exception Report, ensuring compliance with established protocols.Establish mechanisms for continuous monitoring of AML/CFT/CPF and TFS compliance within business units.Reporting and Collaboration:Law...

  • Compliance Assistant

    1 day ago

    Petaling Jaya, Selangor, Malaysia Camdeus Noble Sdn Bhd Full time 18,000 - 30,000 per year

    •Work closely with the Compliance Manager to establish an appropriate compliance culture.Assist Compliance Manager in the execution of an action plan that will ensure that the organization complies with regulations and laws;Creation of file-physical & system;To assist Compliance Manager for onboarding of new joiners including collecting the relevant...

  • Compliance Officer

    1 day ago

    Petaling Jaya, Selangor, Malaysia BoardRoom Group Full time 14,400 - 120,000 per year

    Data Analysis: Conduct ongoing analysis and summary of the details of both incidents and complaints as logged into BoardRoom's incident management platform, CAMMS. This analysis will be used to inform regular updates to BoardRoom's Risk and Audit Committee.Periodic Compliance Reporting: Monthly and Quarterly generation of client Compliance Reports which...

  • Compliance Assistant

    1 day ago

    Petaling Jaya, Selangor, Malaysia CamdeusNoble Sdn Bhd Full time 20,000 - 30,000 per year

    Job Description:Work closely with the Compliance Manager to established an appropriate compliance culture.Assist Compliance Manager in the execution of an action plan that will ensure that the organization complies with regulations and laws.Creation of file -physical & system.To assist on-boarding by collecting the relevant declaration forms and conduct new...

  • Senior Manager, Regulatory Compliance APJ

    2 weeks ago

    Petaling Jaya, Selangor, Malaysia Tec D Malaysia Full time 90,000 - 120,000 per year

    Job Purpose:Management of all matter related to regulatory compliance with all applicable import and export laws, regulations, and controls in Asia Pacific, plus United States reexport laws and regulations. This position will serve as in-house expert and technical resource for all regulatory compliance matters related to international trade export and...