Executive, Margin Monitoring
2 days ago
JOB PURPOSE
- To perform daily operational functions in relation to the Margin accounts including drawdowns, withdrawals etc and monitoring to ensure that margin clients' trading activities are in compliance to the rules and regulations of relevant authorities, internal policies and guidelines.
- Responsible for timely submission of Monthly Regulatory Reporting to Bursa, SC and BNM
- Assist Supervisor in attending CCRIS data discrepancies issues, JFA and CGR Data quality checks highlighted by Group Finance / EDG
- To attend queries by Remisiers/Clients in relation to Margin matters
- To assist Manager in monitoring Securities Borrowing & Lending activities
KEY RESPONSIBILIITIES
- Ensure margin calls are rectified within the stipulated time frame in accordance with Bursa guidelines & internal policies
- Close monitoring to ensure compliance to Group's Counter Diversification Requirement
- To ensure remisier/clients' margin accounts transactions are in compliance with Bursa/SC Rules & internal policies
- To ensure all counter capping maintenance are updated accordingly
- To perform CCRIS reporting ,JFA checking, CGR data quality checks function
- To assist the Manager in monitoring Securities Borrowing & Lending (SBL) operational functions.
- Able to respond to all Remisiers/Dealers enquiries effectively
- Able to respond to client's enquiries/complaints in a accurately and promptly manner.
- All transactions are in a compliance with external /internal requirement
- Timeliness and accuracy of reporting and checking
- Able to monitor and follow-up on SBL activities
- Responds efficiently and effectively to remisier/ISO/dealer's request, deliver timely service Responds efficiently and effectively to margin client's requests
SKILL and QUALIFICATION
- Bachelor Degree
- Min 1-2 years in related function in financial compliance reporting and monitoring funciton.
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