Compliance Executive

2 days ago

Petaling Jaya, Selangor, Malaysia ARECA CAPITAL SDN BHD Full time 60,000 - 80,000 per year
  • Assist in the implementation of and review and update of the Compliance Manual, AMLA, Anti-Bribery and Corruption Manual and other documented internal control measures to meet the changing regulatory requirements.
  • Reviewing / monitoring unit trust funds and private mandates for adherence to regulatory requirements, client requirements and internal policy.
  • Reviewing and monitoring customers' transactions, investigating suspicious transactions and reporting suspicious transactions to the Financial Intelligence and Enforcement Department of Bank Negara Malaysia.
  • Assist in the submission of regulatory reporting.
  • Review marketing and promotional materials following local regulations.
  • Conduct compliance review on business/functional areas, regulatory guidelines/requirements
  • To ensure application and renewal of Company and Fund Managers' licenses and other regulatory applications are submitted to the Securities Commission Malaysia within the prescribed time.
  • Ensure the Company comply with foreign regulations in relation to investment (such as FATCA, Common Reporting Standard (CRS), Financial Action Task Force, United Nations-backed Principles for Responsible Investment).
  • Advise businesses on ad-hoc compliance matters.
  • Any other compliance-related issue that may arise from time to time.

JOB REQUIREMENTS

  • Degree/Professional qualification with 1 year of work experience in capital markets.
  • Strong interpersonal and communication skills.
  • Ability to work independently whilst also capable of being a team player.
  • Ability to learn quickly and adapt to different working environments.
  • Understanding of anti-money laundering, counter terrorism financing and proliferation financing rules and regulation.
  • Fresh graduates are encourage to apply.

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