Vice President, Regulatory

3 hours ago

Kuala Lumpur, Kuala Lumpur, Malaysia AFFIN Group Full time 80,000 - 120,000 per year

Create your future with Affin You too can make a difference.
Join us at AFFIN, where the open minds meet and be inspired by a shared commitment to great work. Here, you don't just stay at the forefront of the industry – you can make a difference too.
Job Purpose
To manage the Bank's regulatory advisory and compliance functions by fostering a strong compliance culture, mitigating compliance risks, and ensuring adherence to all statutory and regulatory requirements. This role also drives strategic compliance initiatives aligned with departmental priorities and HRSC directives to safeguard the Bank's operational integrity and regulatory standing.

Key Responsibilities

  • Providing advice on compliance risk areas of the Bank's business for efficient and effective support to the organization (Regulatory Advisory).
  • Ensuring compliance with all relevant regulatory requirements, the Bank's policies and procedures, including establishing and maintaining control processes related to the Bank's business. (Special Projects)
  • Assist HRSC in ensuring AHIBB senior management and employees are up to date with compliance requirements relating to the Bank's business through dissemination of information and guidance.
  • Assist HRSC in formulating and implementing the compliance framework with regards to the identified compliance risks and directing the actions necessary to implement compliance requirements. (Risk Assessment)
  • Monitoring compliance measures by performing gap analysis on new / revised guidelines and/or requirements set by regulatory bodies (Gap Analysis).
  • Preparation of monthly / quarter / periodic reporting to senior management, and where necessary to the Board, on compliance issues (including real or potential breaches) and recommending appropriate action to address non-compliance, exposures and risks of recurrence. (Breach Escalation / Investigation)
  • Assisting the HRSC in submitting reports, responses or strategic papers to regulators, Board/Board Committees and Management Committee. (Strategy)
  • Training of employees in respect of compliance related rules, guidelines and circulars. (Compliance Culture)
  • Liaising with regulatory authorities and industry representative bodies in respect of compliance matters. (Regulatory Liaison)

Skills/Requirements

  • A Degree of professional qualification from an institution recognized by the government of Malaysia; and
  • at least 5 years direct experience as a compliance officer in the capital market; or
  • at least 10 years relevant experience in the capital market; or
  • A relevant diploma from an institution recognized by the government of Malaysia with at least 5 years of relevant experience in the capital market.
  • Sound understanding of regulations, policies and guidelines of Bank Negara Malaysia, Securities Commission Malaysia and Bursa Malaysia Securities. Berhad and deep industry knowledge with a capability of translating this into effective compliance strategies and plans.
  • Strong leaderships skills in building a high-performing organization and collaborative culture.
  • Excellent interpersonal and communication skills to interact with different levels of stakeholders and employees.
  • Sharp appreciation and balance for business needs and compliance requirement.

  • Vice President

    2 weeks ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Scicom MSC Berhad Full time 100,000 - 120,000 per year

    Company DescriptionScicom is a provider of global outsourced solutions to multi-national and international corporate clients, domestic conglomerates, larger SMBs, and Governments. Established in 1997 and publicly listed in 2005, Scicom operates from centers in Kuala Lumpur, Colombo, and a growing network of other eSolutions centers. Our services include BPO,...

  • Assistant Vice President

    4 hours ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Qboyd software solutions Full time 144,000 - 168,000 per year

    Job Title: Assistant Vice President (AVP), IT Vendor ManagementLocation: Kuala Lumpur, MalaysiaEmployment Type: Full-timeJob PurposeThe Assistant Vice President (AVP), IT Vendor Management is responsible for managing the bank's IT vendors and ensuring optimal performance, compliance, and value delivery. This role plays a key part in governance, contract...

  • Vice President, Variable Price Strategy

    2 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Permodalan Nasional Berhad Full time 150,000 - 250,000 per year

    We're Hiring: Vice President, Variable Price StrategyAre you a strategic thinker with deep expertise in investment products and a passion for shaping the future of Malaysia's investment landscape? Do you thrive at the intersection of product strategy, investment management, innovation, and operational excellence?If so, we invite you to consider an exciting...

  • Vice President, Group Finance

    4 hours ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Hays Full time 120,000 - 240,000 per year

    Looking for an experienced Senior Leader to lead the Group Finance for an iconic public-listed company in KL.Your new companyLocation: Kuala Lumpur, Malaysia Industry: Public-Listed ConglomerateAre you a seasoned finance leader ready to shape the financial future of a leading multinational listed group? We are seeking a Vice President, Group Finance to join...

  • Senior Vice President, Capital Financing

    3 hours ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Michael Page Full time 960,000 - 1,440,000 per year

    Growth opportunitySizeable bonusAbout Our ClientThe employer is a large organization in the Financial Services industry, known for its impactful work in the sector. The company operates in a fast-paced and professional environment, providing a stable and long-term career path.Job DescriptionDevelop and execute capital financing strategies to meet...

  • Vice President

    2 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia ADI Group Full time 200,000 - 250,000 per year

    Company Overview:Join our rapidly growing startup that has been expanding across the APAC region since 2020. We have evolved from using basic tools like Excel to implementing a structured finance department. With significant growth on the horizon, we are seeking a strategic and experienced Vice President of Finance to lead and scale our finance...

  • Assistant Vice President

    2 weeks ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Broadgate Advisers Full time 150,000 - 250,000 per year

    Job Title:Assistant Vice President (AVP)/ Vice President (VP), M&A Advisory – SEALocation:Kuala Lumpur Reporting to:Director, M&A AdvisoryAbout UsWe are a fast-growing independent M&A advisory boutique with a strong track record of cross-border transactions across Europe-Middle East —Southeast Asia. We pride ourselves on delivering senior-level...

  • Vice President

    2 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia ADI Group Full time 120,000 - 180,000 per year

    Company Overview:Join our dynamic startup that has been making significant strides in the APAC region since 2020. With remarkable growth and a team of over 120 employees, we are well-positioned for continued expansion. We are dedicated to innovation and building a thriving, inclusive workplace.Position Overview:We are seeking an experienced and hands-on Vice...

  • Vice President Governance, Compliance

    2 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Krisvconsulting Services Full time $120,000 - $180,000 per year

    The Vice President Governance, Compliance & Data Governance plays a critical leadership role in ensuring the banks operations align with regulatory requirements, internal policies, and global best practices. This role will champion the governance framework across cybersecurity, technology risk, and enterprise data management, while fostering a strong...

  • Senior Vice President, Capital Financing

    2 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Michael Page Full time 12,000 - 240,000 per year

    Opportunity to growHighly attractive bonus packagesAbout Our ClientThe company is a well-established large organization operating within the financial services industry. It is known for its strong market presence and commitment to providing comprehensive banking and financial services to its clients.Job DescriptionDevelop and implement capital financing...