See more Collapse

Analyst, Macro Surveillance

2 months ago

Kuala Lumpur, Malaysia Standard Chartered Full time

**Job***: Governance, Risk Management & Compliance

**Primary Location***: Asia-Malaysia-Bukit Jalil KL

**Schedule***: Full-time

**Employee Status***: Permanent

**Posting Date***: 20/Nov/2023, 11:46:48 PM

**Unposting Date***: Ongoing

**Role Responsibilities**

**RESPONSIBILITIES**

**Processes**
- Perform the initial review and/or resolve Compliance Surveillance alerts/cases to detect and escalate potential incidences of potential improper employee conduct indicative of risk sub types covered by Compliance Surveillance, where applicable including market misconduct, sales practices and product suitability or disclosure of Material Non-Public Information (MNPI), as well as other irregular behaviour that may lead to regulatory / compliance issues.
- Escalate potential issues according to Compliance Surveillance AAA model.
- Perform ad hoc investigations or deep dive into cases where warranted or requested by management.
- Maintain good working relationships with CFCC Advisory, as well as Front and Back Office Operations.
- Proactively support and challenge the Group’s businesses and functions to exhibit appropriate conduct, comply with regulatory and Compliance requirements and strive to achieve fair outcome for the Group’s clients.
- Drive / encourage initiatives aimed at helping improve efficiency and boost quality of existing Compliance Surveillance processes as well as the design and implementation of controls. Actively strive to enhance the current scenarios / systems and challenge status quo through driving improvement / automation initiatives. Manage and protect business as usual capability during change programs / remediation initiatives.
- Support other stream of work whenever there is a business need.

**Risk Management**
- Responsible for identifying, assessing and / or escalating potential incidences of potential improper employee conduct indicative of risk sub types covered by Compliance Surveillance, including market misconduct, sales practices and product suitability or disclosure of Material Non-Public Information (MNPI), as well as other irregular behaviour that may lead to regulatory / compliance issues.

**Regulatory & Business Conduct**
- Display exemplary conduct and live by the Group’s Values and Code of Conduct.
- Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
- Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
- _**Key Stakeholders**
- Support effective and timely communication along with collaboration cutting through functions and business.

***Other Responsibilities**
- Embed Here for good and Group’s brand and values in Compliance Surveillance; Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures.

**QUALIFICATIONS**

**TRAINING, LICENSES, MEMBERSHIPS AND CERTIFICATIONS**
- Bachelor’s degree and 4-8 years of work experience in the financial industry, preferably Surveillance / Compliance / Regulatory / Sales, Trading & Customer Relationship
- Banking knowledge in terms of customers, products, transactions and operations
- Data & analysis skills: able to manage data exceptions and analyse trends and out of pattern activities; able to independently assimilate, analyse, and evaluate information from disperse data sources to determine a course of action (e.g. case closure or escalation), record and communicate this decision clearly and concisely
- Familiarity with concepts and relevant regulations on Market Abuse, Suitability and Appropriateness
- Working knowledge of MS Office Suite
- Excellent communication in English (articulation and writing); additional language capabilities in particular Mandarin, Cantonese, Bahasa, Korean considered an asset

**Role Specific Technical Competencies**
- Manage Conduct
- Manage Risk Core
- Manage People
- Compliance Policies and Standards
- Compliance Advisory
- Compliance Review and Assurance
- Surveillance (including Screening and Monitoring)
- Investigations
- Compliance Risk Assessment
- Regulatory Liaison
- Manage Change
- Manage Projects

**About Standard Chartered**

We're an international bank, nimble enough to act, big enough for impact. For more than 160 years, we've worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a challenge and enjoy finding new opportunities to grow and do better than before. If you're looking for a career with purpose and you want to work for a bank making a difference, we want to hear from you. You can count on us to celebrate your unique talents. And we can't wait to see the talents you can bring us.
Our purpose, to drive commerce and prosperity through our unique div

We have other current jobs related to this field that you can find below

  • Transaction Surveillance Analyst

    3 weeks ago

    Kuala Lumpur, Malaysia OCBC Bank Full time

    **Transaction Surveillance Analyst** **-** **(**240000IW**)** The Transaction Surveillance Analyst is responsible for assisting with risk and compliance reviews in coordination with the broader Anti-Money Laundering (AML) team. The overall objective is to utilize in-depth AML knowledge to review, analyse and conduct effective due diligence and...

  • Analyst, Fcc Surveillance

    3 weeks ago

    Kuala Lumpur, Malaysia OCBC Bank Full time

    **Analyst, FCC Surveillance** **-** **(**240000CE**)** - To perform surveillance activities to detect Money Laundering/Terrorist Financing (“ML/TF”) activities through the bank’s transaction monitoring system - Conduct independent research and analyze data on transaction surveillance alerts using various internal and external systems and databases. -...

  • Surveillance Manager

    2 weeks ago

    Kuala Lumpur, Malaysia HSBC Full time

    -Job description **Some careers grow faster than others.** If you’re looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards...

  • Surveillance Manager

    3 weeks ago

    Kuala Lumpur, Kuala Lumpur, Malaysia HSBC Full time

    Job descriptionSome careers grow faster than others.If you're looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will...

  • Anti - Fraud Surveillance Analyst

    5 days ago

    Kuala Lumpur, Malaysia OCBC Bank Full time

    **Anti - Fraud Surveillance Analyst** **-** **(**240000LL**)** - Subject matter expert on fraud prevention and detection typologies. - Investigate external and/or internal fraud escalation in a proper and timely manner. - Analyse on escalated cases to discover and bringing down potential network of fraudulent accounts. - Work closely with law enforcement...

  • Market Surveillance Analyst

    1 week ago

    Kuala Lumpur, Malaysia BitMEX Full time

    BitMEX is the world's leading cryptocurrency derivatives trading platform, which has pioneered cryptocurrency trading through relentless commitment to change, and continues to set benchmarks for innovation, liquidity, and security today. As the world's most advanced peer-to-peer crypto-products trading platform and API, BitMEX gives knowledge, confidence,...

  • Mys Ctsm Kl

    3 weeks ago

    Kuala Lumpur, Malaysia Citi Full time

    At **Citi**, we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We do this through our unparalleled global network. We provide a broad range of financial services and products to our clients - whether they be consumers, corporations, governments or institutions - to help...

  • Mys Ctsm Kl

    3 weeks ago

    Kuala Lumpur, Malaysia Citi Full time

    At **Citi**, we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We do this through our unparalleled global network. We provide a broad range of financial services and products to our clients - whether they be consumers, corporations, governments or institutions - to help...

  • Vice President, Sales Surveillance Team Lead

    3 weeks ago

    Kuala Lumpur, Malaysia Citi Full time

    Citibank serves as a trusted advisor to our retail, mortgage, small business and wealth management clients at every stage of their financial journey. Through Citi's Access Account, Basic Banking, Citi Priority, Citigold and Citigold Private Client, we offer an array of products, services and digital capabilities to clients across the full spectrum of...

  • Ctsm Kl

    3 weeks ago

    Kuala Lumpur, Malaysia Citi Full time

    **Business Overview**: Asia Citi Wealth business serves markets across Hongkong, Singapore, London and Dubai. The business in Asia offers a diversified range of products ranging from insurance products to complex wealth management products to in excess of 5.4 million customers with a deposit book of US$93 Billion. With more than a century of enviable brand...

  • Mys Ctsm Kl

    3 weeks ago

    Kuala Lumpur, Malaysia Citi Full time

    Whether you’re at the start of your career or looking to discover your next adventure, your story begins here. At **Citi**, you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...

  • Mys Ctsm Kl

    3 weeks ago

    Kuala Lumpur, Malaysia Citi Full time

    Whether you’re at the start of your career or looking to discover your next adventure, your story begins here. At **Citi**, you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...

  • Business Analyst sh

    3 months ago

    Kuala Lumpur, Malaysia Encora Full time

    **Key Responsibility -** Analyse business process to identify gaps and opportunities for Improvements/robotics automation. Document business requirements and redesign process for robotics process automation(RPA) and produce quality solution design document(SDD). Work with relevant stakeholder, process owner and RPA developers on process improvement...

  • Reporting Analyst

    4 weeks ago

    Kuala Lumpur, Malaysia Persol APAC Business Support Services Sdn Bhd Full time

    Why join us? - Great working culture! - Young, energetic and fun learning organization! - Strategic location ~within walking distance to MRT and KL Monorail! - Birthday and Anniversary leave - Optical, Dental and Wellness Benefit provided **Job Description**: - Prepare daily, weekly, monthly and quarterly reporting for business team, management and...

  • Workforce Analyst

    3 weeks ago

    Kuala Lumpur, Malaysia Abhidi Solution Private Limited Full time

    **JOB TITLE : WORKFORCE MANAGEMENT (WFM) ANALYST** **DIVISION : GLOBAL WORKFORCE MANAGEMENT** **REPORTS TO : MANAGER, TEST HOURS MANAGEMENT** **GENERAL SUMMARY**: Be accountable in ensuring that client/customer goals are met by analyzing work volume variances to forecast, adjusting scheduling/staffing levels as necessary and supporting a global strategy...

  • Allocation Analyst, Retail Sea

    3 weeks ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Luxury Careers Pte Ltd Full time

    Our client is one of the largest luxury conglomerate globally. We are helping our client to source for Allocation Analyst for their retail/outlet business channels in the Southeast Asia region. The incumbent will play a crucial role in managing new product launches and replenishment allocations for the SEA division. The primary focus will be on developing...

  • Allocation Analyst, Retail Sea

    2 months ago

    Kuala Lumpur, Malaysia Luxury Careers Pte Ltd Full time

    Our client is one of the largest luxury conglomerate globally. We are helping our client to source for Allocation Analyst for their retail/outlet business channels in the Southeast Asia region. The incumbent will play a crucial role in managing new product launches and replenishment allocations for the SEA division. The primary focus will be on developing...

  • Workforce Management Analyst

    4 weeks ago

    Kuala Lumpur, Malaysia Abhidi Solution Private Limited Full time

    **Workforce Management Analyst** **Job Type**: Permanent **Experience**: 3-4 Years **Division **:GLOBAL WORKFORCE MANAGEMENT **Report To**: MANAGER, TEST HOURS MANAGEMENT **DUTIES & RESPONSIBILITIES**: - Analyze past volume and staffing patterns, using historical and forecasted data, to ensure that SLAs are - met. - Drive overall reduction of cost by...

  • Wfm - Real Time Analyst

    2 weeks ago

    Kuala Lumpur, Malaysia Agensi Pekerjaan Times Management Consultancy Sdn Bhd Full time

    **Key Responsibilities**: - Responsible for managing and ensuring the service level agreements for various programs are met. - Manage the call volume, daily attendance and program break schedules. - Analyse data to outline reasons for under/over performance and recommend actions to improve performance. - Assist with creation of metrics and targets to meet...

  • People Analytics Data Analyst

    3 months ago

    Kuala Lumpur, Malaysia Amway Inc. Full time

    **What we need**: We are looking for a Data Analyst to join our People Analytics team who will help further advance and evolve People Analytics within the global Human Resources organization. **What’s special about this team**: The People Analytics team is tasked with providing people-related insights that inform business decisions. Working on this team...