Compliance Assurance Specialist

6 days ago


Petaling Jaya, Selangor, Malaysia GXbank Full time
Compliance Review and Assurance Manager

GX Bank Berhad is a digital bank in Malaysia, leveraging technology to serve the financial needs of individuals and businesses. Our goal is to bring positive transformation to the banking industry through innovative solutions that address financial struggles.

Key Responsibilities:

  • Develop and implement compliance testing plans to ensure adherence to bank policies and procedures.
  • Establish a comprehensive compliance assurance framework and its key components.
  • Lead and participate in compliance reviews to identify gaps and assess Business & Support units compliance.
  • Utilize data analytics to increase value and reduce costs of compliance-related activities.
  • Manage relationships with stakeholders, including business process owners and Internal Audit function.
  • Identify industry best practices and share insights with relevant teams.
  • Develop and review regulatory and AML/CFT compliance review frameworks and methodologies.
  • Collaborate with Internal Audit Department to optimize resources and avoid duplicate testing.
  • Deliver timely and concise reports on compliance reviews and issue closures.

Requirements:

  • A tertiary level qualification and/or recognised qualification(s) appropriate to the role.
  • Minimum 5-10 years of quality assurance and testing experience in compliance risk/AML risk areas.
  • Understanding of various rules, laws, and regulations applicable to banking.
  • Good working knowledge of consumer retail/small & medium enterprises banking segments.
  • Excellent leadership management skills with good communication, written, and presentation skills.
  • Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validating activities.
  • Knowledge of auditing principles, including audit planning, risk assessments, and controls operating effectiveness testing.
  • Self-starter, flexible, innovative, and adaptive individual with strong interpersonal skills.


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