Compliance Specialist

6 days ago


Petaling Jaya, Selangor, Malaysia Hong Leong Bank Full time

About the Role:

We are seeking a highly skilled and experienced Compliance Specialist to join our team at Hong Leong Bank.

The ideal candidate will be responsible for ensuring that all compliance activities are carried out in accordance with relevant laws and regulations. This includes providing support to department stakeholders, conducting assessments and reviews, and preparing reports as required.

  • Key Responsibilities:
  • Provide liaison support between PFS Credit Compliance and department stakeholders to drive compliance and operational risk related matters.
  • Perform robust assessments and reviews to strengthen departmental Risk & Control Self-Assessment (RCSA).
  • Escalate breaches promptly, conduct investigations, and ensure action plans are effectively resolved.
  • Prepare and submit reporting on Operational Risk Events/Loss Events, Risk and Control Self-Assessment, Compliance Breach Reporting, and Compliance Self-Assessment.
  • Regulate day-to-day compliance activities, including Clean Desk Policy and customer data privacy.
  • Organize trainings and briefings on compliance, regulatory guidelines, and internal policies.
  • Monitor and track compliance matters for DCAs, prepare periodic reporting, and update them on new changes.
  • Monitor staff completion of Compliance mandatory learning modules and Compliance Programs.
  • Support Team Leader/Team Manager in absence to ensure smooth running of operations.


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