Executive, Compliance

2 days ago

Kuala Lumpur, Kuala Lumpur, Malaysia Tranglo Full time 30,000 - 60,000 per year

The ideal candidate is attention to detail and a quick learner. In addition, the candidate should be able to work as a team player but also independently. The position often requires long hours during busy periods.

Transaction Monitoring
Role and responsibilities

  • Perform post-transaction review on the flagged alerts generated by the internal AML system to identify any unusual or suspicious activity.
  • Handle ad-hoc requests and projects related to transaction monitoring as assigned by the team lead/ SIL/ Head of Compliance when required.
  • Conduct due diligence and perform both internal and external searches using available resources to gather relevant information on the flagged alerts.
  • Initiate Request for Information (RFI) or Enhanced Due Diligence (EDD) with relevant partners to facilitate in-depth investigations on the flagged alerts and cases.
  • Monitor real-time alerts triggered by the internal AML system and approve or reject transactions based on established AML/CFT policies and procedures.
  • Conduct name screening against global sanction lists using the in-house screening portal and investigate any potential matches.
  • Prepare and draft Suspicious Transaction Report (STR) for any suspicious cases identified, ensuring compliance with regulatory reporting requirements.
  • Maintain organized records of all supporting documents and information obtained throughout the transaction monitoring process.
  • Identify process inefficiencies and collaborate with the team to enhance the functionality and accuracy of transaction monitoring processes and systems.

Qualifications & Requirements

  • Compliance transaction monitoring team experience
  • Must be proficiency with Microsoft Office suite, including advanced Excel (V Lookup, Pivot Tables, Marco etc.), Access, statistic technique and basic understanding of accounting knowledge.
  • Sensitive to figures and able to apply professional scepticism
  • Having experience in fast-growing transactional/technology company is an advantage
  • Able to work independently with minimum supervision
  • Take turn work on public holidays
  • Malaysian Only

Location: Bangsar South, Kuala Lumpur (Accessible by LRT Kerinchi - Kelana Jaya line)

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