Snr Spclst, Comp Review T2
7 months ago
Working Hour
- Regular Hours
- Monday - Friday- Business Area
- Compliance- Location
- Malaysia - Kuala Lumpur- Description
**Primary Objective**:
To assist in providing assurance to Board and Senior Management on the Bank’s level of compliance to regulatory requirements
**Key Responsibilities**:
- Assist in formulation of scope of review for compliance review on business/functional areas, regulatory guidelines/requirements.
- Assist in analyzing areas for review and develop the annual compliance review plan
- Adhere to annual compliance review plan
- Lead and conduct compliance reviews against regulatory requirements, industry practices, etc.
- Establish compliance review report and ensure timely submission to Section Head and Head, Compliance Assurance for review and further submission to Board and Management.
- Work with business units, Business Risk & Compliance Officers (BRCOs) and management to develop and monitor the closure of findings raised during compliance reviews.
- Perform validation on BRCOs’ health checks as and when required to ensure continuous compliance to regulatory requirements.
- Supervise and coach a team of reviewers to ensure completion of compliance reviews.
- Provide advice to business units on compliance matters, where necessary.
- Conduct briefing on compliance, if required.
- Other task as requested by Head, Compliance Assurance
- Requirements
**Requirements**:
Bachelor Degree -.
- At least with 2 - 5 years of experience in the financial industry.
- Experience in Audit, Treasury, Trade Finance and Risk Management will be an added advantage
- Have an understanding of the compliance function in financial services industry.
- Good writing skills with ability to customize best practices to suit the Group’s compliance strategies.
- Able to work efficiently and effectively to meet tight deadlines
- Ability to lead a team to achieve results.
- Benefits
Dental, Education support, Miscellaneous allowance, Medical, Loans, Sports (e.g. Gym), Parking, Vision, Regular hours, Mondays - Fridays, Casual Business Wear, Performance Based Rewards
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