Manager, Register Investor Set-up, Shareholder

2 weeks ago


Cyberjaya, Malaysia Royal Bank of Canada Full time

**Come Work with Us**

At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.

Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that matters in the world, in an environment built on teamwork, service, responsibility, diversity, and integrity.

**Job Title**

Manager, Register Investor Set-up, Shareholder Services

**What is the opportunity?**

RBC Investor & Treasury Services Malaysia is a processing center of operational excellence supporting 10 countries across three geographical time zones. Malaysia is one of two operational processing hubs that supports Custody - Transaction Management; Settlements; NAV Production; Fund Reporting; Shareholder Services; Global Fund Platform Services; Data Service Delivery; Entitlements - income and corporate actions and Reconciliations. The country employs a Global Operating Model to maximise efficiencies across times zones and supports a 24/5 operational capability. The objectives for Malaysia are to enhance the scalability of our global operations, improve service quality via our ‘centres of excellence’ and to implement/leverage standard processes globally.

As a Manager, Shareholder Services, you will be accountable for providing high quality service through the management of day-to-day activity within Register department. The individual should be a self starter, motivated person with strong analytical skills. He/she ensures a superior level of service is maintained at all times by managing a team within the Register Departments. He/she should be raising awareness of risks and pending issues across the team, presenting potential solutions and leading calls with clients and other senior staff. The individual should provide exceptional experience in all engagements with RBC Investor Services.

The incumbent will hold a Manager position within the Register team and will be responsible for the various functions which consist of managing all operational tasks and legal reporting while ensuring optimal delivery to clients and rigorous risk management.

**Region: Lux**

**Working hours: 3:00PM -12:00AM / 4:00PM - 1:00AM**

**What will you do?**

Main activities:

- Deliver quality service by ensuring that all operations are in line with customer and/or legal requirements.
- Ensuring risk profiling and customer due diligence in line with TA AML/ KYC guidelines or Clients specific KYC policy for accounts and dealers in the funds.
- Collecting information and performing classification in line with various regulations such as FATCA, RDR, AIFMD...
- Filing of electronic documentation and processing of data in SHS system (BP module and SARA): account & dealer identification and creation, account & dealer maintenance
- Defining standards and procedures to be put in place within the team
- Being the escalation point, adhering to the terms of generally Accepted Transfer Agent Principles, Prospectus, internal policies, plan and execute the processes in order to minimize risk; increase efficiencies and improve quality.
- Providing optimal client service and ensure deliveries are in line with SLA
- Leading escalation calls with investors, clients and internal stakeholders.
- Supporting the migration In or out, audits and UAT as required.
- Establish an environment of continuous improvement that assesses workflow, processes and procedures on an ongoing basis, ensuring maximum efficiency and quality within the Register management team.
- Managing people, coaching, mentoring and leading the team as well as providing training.

Operational Effectiveness:

- Ensure and supervise the accuracy, timeliness and completeness of all processes.
- Establish an environment of continuous improvement that assesses workflow, processes and procedures on an ongoing basis, ensuring maximum efficiency and quality within the Register management team.

Readiness:

- Run and deliver approved Shareholder Services projects on an ad-hoc basis
- Create operational procedures to be applied within the department.
- Participate to SHS related projects managed by other teams / units (Client Design, Client change, Product.)
- Identify and implement programs for continuous operating process, product enhancement and risk mitigation reinforcing best practice, ensuring maximum efficiency and quality in line with Department objectives
- Ensure procedures are available, up to date, understood and applied by team members.
- Mitigate financial/reputational risk by escalating potential issue immediately.
- Follow up on incident and related action plan
- Review client requests for new / enhanced services and design new operational process to meet customer expectations.

Human Resources Management and Development:

- Ensure all new employees are appropriately trained and coached.
- Provide leaders


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