Executive - Central Compliance Unit

**Job Purpose** Regional Management Office under the Consumer Banking RCU to proactively identify, assess, and mitigate risks associated with crucial business unit. Responsible for management of operational risk and regulatory risk for the Regional Office across the legal entities or across the geography as stated in the appointment letter. Enable effective...

Key Objectives: Centralized Agency Unit is formed primarily to cater for low producing agents as defined by the company and those other agents who prefer engagements through virtual and electronic delivery modes with the objective to reach the intended target agents nationwide without the need for constant face to face physical meetings. The position and...

To assist the Group Chief Compliance Officer and Head, Compliance Monitoring to promote, lead and manage the culture and practice of regulatory compliance and ethical standards in the conduct of business support functions throughout CIMB Group and to oversee the Group’s compliance with those requirements and applicable standards. - Drive the implementation...

Key Objectives: Centralized Agency Unit is formed primarily to cater for low producing agents as defined by the company and those other agents who prefer engagements through virtual and electronic delivery modes with the objective to reach the intended target agents nationwide without the need for constant face to face physical meetings. The position and...

Assist in providing advisory support with regards to compliance matters to facilitate the Business Units/ Business Enablers compliance with the relevant laws, regulations and guidelines. - Support the firm-wide implementation and continuous adherence to Group Compliance’s policies and procedures. - Responsible for the regulatory gap analysis for ensuring...

Job Summary Assists and supports in developing, implementing and monitoring of compliance programs and training. Supports providing direct compliance and regulatory advice. Assists in counseling the business and Compliance colleagues on matters of regulatory risk affecting the overall operation of the organisation. Job Accountabilities - Key...

The role is responsible for overseeing and coordinating all aspects of electronic security systems throughout the bank including Head Offices, Channels and Branches. The primary focus entails the maintenance, implementation, budgeting and enhancement of the electronic security systems which include but are not limited to CCTV, Central Remote Monitoring...

**Key Responsibilities** - Holistically monitor, coordinate and manage Regional Offices to strengthen the overall strategic objectives at Regional RCU - Build and manage relationships with key contacts and senior management in related roles across Group Consumer Banking, Second/Third Line of Defense and other Key Stakeholders. - Prompt incident escalation...

1. Manage and strengthens the relationship between iCIMB and Business Unit. 2. Manage business requirements of both Business Units and Process Owners and ensure best outcome are achieve when request are raised to increase existing business or implement new business for iCIMB. 3. Manages new business opportunities and growing the iCIMB business as per target...

Independent testing and execution of CET for portfolio assigned to the tester. - Execution of the testing as per testing procedures and requirements for assigned portfolio. - Execute testing as per Group Non - Financial Risk Management (“GNFRM”) & Group Compliance (“GC”) requirement for CET testing to meet desire validation score. - Support and work...

**Job Purpose** - Support and ensure the Division/Department maintains an adequate and effective first line of defence risk management program. - Assist the RCU to achieve full adherence with all banking laws, rules, regulations and internal policies, procedures and processes. - Support the effective execution of the operational risk and compliance...

**About UOB**: United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and...

Leadership in providing independent insights, analysis and reporting of technology risk themes to Senior Management and the Board. - Lead & Manage the ongoing development and execution of Independent Assurance and Validation of compliance to applicable Regulatory Technology Risk Management policies and approved Group Technology Risk Management framework...

**Key Responsibility** - Assist in maintaining and expending our PCI-DSS/PCI-3DS/PA-DSS certifications. - Improve and establish risk management processes and implementation. - Develop, evaluate, implement, and update related policies and procedures. - Critical thinking and attention to detail needed to evaluate compliance activities - Promotes and monitors...

The Individual that we want to join us will be responsible in managing the compliance training unit. **Responsibilities** **Job Functions / Responsibilities** - To log information and process administrative functions for pre and post training needs and to maintain detailed and accurate records. - To work with Human Resource on arranging the induction...

Scope of the Role 1. Responsible to support the management of operational risk and regulatory risk for units under purview in Group Operations MY as stated in the appointment letter. 2. Execute operational risk framework with the support from HOD/RCS as per Group Non - Financial Risk Management (“GNFRM”) & Group Compliance (“GC”) requirements for to...

**Job Detail**: - Job Reference - P8629 **Direct Search Global is working with international maritime company to fill the role of Corporate Planner (Strategic Planning) to be based in their Malaysia office.** **Why this job?** You get to work with a Maritime multinational company that is in Kuala Lumpur, Malaysia. You will be exposed to different aspects...

Working Hour - Regular Hours - Monday - Friday- Business Area- Location- Description **Primary Objective**: **Key Responsibilities**: - Learning and Training: Participate in an extensive training program designed to provide a solid foundation in banknotes trading, including market analysis, risk management, compliance procedures, and trade execution. -...

**Scope of the Role** - Support and ensure the Division/Department maintains an adequate and effective first line of defence risk management program - Assist the Business and Support Management to achieve full adherence with all banking laws, rules, regulations and internal policies, procedures and processes. - Support the effective execution of the...

Ensign is hiring ! To fulfill this role, the Operations Executive will: Manage and providing oversight on the day-to-day cross functional operations, such as quality assurance of essential business documents including proposals, services quotations and costing sheets, bookings reports, consulting project governance and progression trackers. Liaise with...