Trade Specialist
3 days ago
About the Role
We are seeking an experienced Trade Specialist to join our Equities business franchise under Market Securities Services Operations (MSSO) umbrella. The successful candidate will be responsible for managing post trade support activities, including intersystem break investigation and resolution, trade validations, transaction support, query management, and regulatory reports preparation.
Key Responsibilities:
- Investigate and resolve intersystem breaks in a timely manner to minimize operational disruptions.
- Validate trades to ensure accuracy and completeness, and perform control checks to identify potential issues.
- Provide transactional support on various asset classes, including Swaps, Equities, Deposit Receipts conversion, Exchange Traded Fund (ETF) creation and redemption.
- Prepare regulatory reports, such as Hong Kong (HK) Market Making SD4, SD6, Listed Option Market Making (LOMM) reports, Callable Bull/Bear contracts and Derivative warrants reports, China Qualified Foreign Institutional Investor (QFII) report, India Securities and Exchange Board of India (SEBI) report, etc.
- Collaborate with stakeholders to resolve trade discrepancies and issues, escalating as needed to maintain client relationships and prevent financial losses.
- Produce daily/weekly/monthly Management Information (MI) reporting to management, highlighting key trends and areas for improvement.
- Participate in User Acceptance Testing (UAT) for new systems and enhancements, ensuring they meet business and operational requirements.
- Apply critical thinking and judgment to drive progress in a fast-paced environment, identifying potential risks and implementing solutions within bank guidelines.
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